Long-Term Or Brokered CDs

Table of Contents

Introduction

What Is A Long-Term Or Brokered CD

Characteristics Of Long-Term or Brokered CDs

Types Of Long-Term or Brokered CDs

Callable CDs

Step-Rate CDs

Zero Coupon CDs

Market-Indexed CDs

Variable Rate CDs

Traditional CDs vs. Long-Term Or Brokered CDs

Risks Of Long-Term Or Brokered CDs

Suitability Issues

Regulatory Concerns

FDIC

SEC

NASD

NYSE

Regulatory Actions

Test Questions

 

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Continuing Education for the Financial Services Industry